Audit & Assurance - past years

2019 meeting papers

2018 meeting papers

2017 meeting papers

 
13 July
  • Agenda

    PDF 56KB

  • Item 3 - Minutes of the Meeting Held on 14 March 2017

    PDF 60KB

  • Item 4 - Matters Arising and Actions List

    PDF 48KB

  • Item 5 - Annual Report 2016/17

    PDF 3.39MB

  • Item 6 - TfL's Statement of Accounts for the Year Ended 31 March 2017

    PDF 969KB

  • Item 7 - Review of Annual Governance and the Annual Governance Statement for Year Ended 31 March 2017

    PDF 136KB

  • Item 8 - EY Report to Those Charged with Governance

    PDF 450KB

  • Item 9 - EY Letter on Independence and Objectivity

    PDF 110KB

  • Item 10 - Annual Audit Fee 2017/18

    PDF 67KB

  • Item 11 - EY Report on Non-Audit Fees for Six Months Ended 31 March 2017

    PDF 124KB

  • Item 12 - Internal Audit Quarter 4 Report 2016/17

    PDF 418KB

  • Item 13 - External Quality Assessment of Internal Audit

    PDF 314KB

  • Item 14 - Internal Audit Annual Report 2016/17

    PDF 179KB

  • Item 15 - Crossrail Audit Committee

    PDF 33KB

  • Item 16 - Half Yearly Fraud Report 2016/17

    PDF 58KB

  • Item 17 - Register of Gifts and Hospitality for Members and Senior Staff

    PDF 144KB

  • Item 18 - Legal Compliance Report (1 October 2016 - 31 March 2017)

    PDF 212KB

  • Item 19 - Independent Investment Programme Advisory Group - Annual Report 2016/17

    PDF 257KB

  • Item 20 - Independent Investment Programme Advisory Group - Review

    PDF 424KB

  • Item 21 - Garden Bridge - TfL Response to the Hodge Review

    PDF 795KB

  • Item 22 - Strategic Risk Management and Assurance Annual Report 2016/17

    PDF 44KB

  • Item 23 - Strategic Risk Management Update

    PDF 398KB

  • Item 24 - Cyber Security Update

    PDF 34KB

  • Item 25 - Member Suggestions for Future Agenda Discussions

    PDF 88KB

  • 2016 meeting papers

    2015 meeting papers

    2014 meeting papers

    Members: Keith Williams (Chair), Steve Wright (Vice Chair), Richard Barnes, Charles Belcher, Brian Cooke, Baroness Grey-Thompson

    18 December

    Agenda - RTF version (RTF 0.49MB)

    Agenda (PDF 0.07MB)
    Item 3 - Minutes of the Meeting of the Audit and Assurance Committee held on 1 October 2013 (PDF 0.08MB)
    Item 4 - Matters Arising and Actions List (PDF 0.05MB)
    Item 5 - External Audit Plan TfL, TTL and Subsidiaries - Year Ending 31 March 2014 (PDF 0.48MB)
    Item 6 - KPMG Report on Non Audit fees for Six Months Ended 30 September 2013 (PDF 0.07MB)
    Item 7 - Management Actions Report (PDF 0.04MB)
    Item 8 - Internal Audit Quarter 2 Report 2013/14 (PDF 0.32MB)
    Item 9 - Internal Audit Strategy 2013 (PDF 0.07MB)
    Item 10 - Changes in Legislation and Accounting Standards Impacting on TfL (PDF 0.07MB)
    Item 11 - Update on the Procurement of External Audit Services (PDF 0.06MB)
    Item 12 - Strategic Risk Management Quarter 2 2013/14 (PDF 0.46MB)
    Item 13 - National Fraud Initiative 2012/13 Update (PDF 0.05MB)
    Item 14 - Half Yearly Fraud Report 2013/14 (PDF 0.05MB)
    Item 15 - Personal Data Disclosure to the Police and Other Law Enforcement Agencies (PDF 0.14MB)
    Item 16 - Legal Compliance Report (1 April 2013 - 30 September 2013) (PDF 0.08MB)

    01 October 2013

    Agenda - RTF versions (RTF 0.45MB)
    Agenda (PDF 0.04MB)
    Item 3 - Minutes of the meeting of the Audit and Assurance Committee held on 19 June 2013 (PDF 0.09MB)
    Item 4 - Matters Arising and Actions List (PDF 0.04MB)
    Item 5 - Annual Audit Letter 2012/13 (PDF 0.12MB)
    Item 6 - Annual Audit Fee for TfL Group - Year Ending 31 March 2014 (PDF 0.25MB)
    Item 7 - Policy on External Audit and Non Audit Services to Safeguard the Independence of External Auditors (PDF 0.10MB)
    Item 8 - Management Actions Report (PDF 0.04MB)
    Item 9 - Internal Audit Quarter 1 Report 2013/14 (PDF 0.35MB)
    Item 10 - Crossrail Audit Committee (PDF 0.04MB)
    Item 11 - Update: Strategic Risk Management Quarter 1 2013/14 (PDF 0.13MB)
    Item 12 - Anti Fraud and Corruption Strategy and Policy (PDF 0.13MB)
    Item 13 - National Fraud Initiative 2012/13 Update (PDF 0.04MB)
    Item 14 - Effectiveness Review of the External Auditors (PDF 0.05MB)

    19 June 2013

    Agenda - RTF version (RTF 0.44MB)
    Agenda (PDF 0.04MB)
    Item 3 - Minutes of the meeting of the Audit and Assurance Committee held on 6 March 2013 (PDF 0.03MB)
    Item 4 - Matters Arising and Actions List (PDF 0.04MB)
    Item 5 - KPMG Report to Those Charged with Governance (PDF 0.31MB)
    Item 6 - KPMG Letter on Independence and Objectivity (PDF 4.88MB)
    Item 7 - KPMG Report on Non-audit Fees for Six Months ended (PDF 4.19MB)
    Item 8 - Management Actions Report (PDF 0.04MB)
    Item 9 - Internal Audit Quarter 4 Report 2012/13 (PDF 0.37MB)
    Item 10 - Internal Audit Annual Report 2012/13 (PDF 0.16MB)
    Item 11 - Review of Internal Audit Charter (PDF 0.07MB)
    Item 12 - Crossrail Audit Committee (PDF 0.04MB)
    Item 13 - Review of Governance and the Annual Governance Statement for Year Ended 31 March 2013 (PDF 0.12MB)
    Item 14 - TfL Statement of Accounts for the Year Ended 31 March 2013 (PDF 1.46MB)
    Item 15 - TfL's Annual Report 2012/13 (PDF 3.48MB)
    Item 16 - Update: Strategic Risk Management Q4 2012/13 (PDF 0.12MB)

    06 March 2013

    Agenda - RTF version (RTF 0.43MB)
    Agenda (PDF 0.03MB)
    Item 3 - Minutes of the meeting of the Audit and Assurance Committee held on 7 December 2012 (PDF 0.03MB)
    Item 4 - Matters Arising and Actions List (PDF 0.05MB)
    Item 5 - Revised Audit Materiality (PDF 0.07MB)
    Item 6 - Management Actions Report (PDF 0.04MB)
    Item 7 - Internal Audit Quarter 3 Report 2012/13 (PDF 0.28MB)
    Item 8 - Review of Internal Audit Effectiveness - Action Plan (PDF 0.06MB)
    Item 9 - Integrated Assurance - Progress Report (PDF 0.05MB)
    Item 10 - Integrated Assurance Plan 2013/14 (PDF 0.12MB)
    Item 11 - Update: Strategic Risk Management Q3 (PDF 0.42MB)
    Item 12 - Review of TfL's Independent Reporting Line for Year Ended 31 December 2012 (PDF 0.04MB)
    Item 13 - Local Government Ombudsman report on the London Low Emission Zone (PDF 0.31MB)

    Members: Keith Williams (Chair), Patrick O'Keeffe (Vice Chair), Richard Barnes, Charles Belcher, Baroness Grey-Thompson, Steve Wright

    On 2 February 2012 the TfL Board approved changes to its Committee and Panel structure. From 1 April 2012 the Audit Committee became the Audit and Assurance Committee.

    07 December

    Agenda - RTF version (RTF 0.43MB)
    Agenda (PDF 0.03MB)
    Item 3 - Minutes of the Meeting of the Audit and Assurance Committee held on 4 October 2012 (PDF 0.03MB)
    Item 4 - Matters Arising and Actions List (PDF 0.05MB)
    Item 5 - External Audit Plan Update TfL, TTL and Subsidiaries - year Ending 31 March 2013 (PDF 0.08MB)
    Item 6 - KPMG Report on Non-audit Fees for Six Months Ended 30 September 2012 (PDF 0.07MB)
    Item 7 - Internal Audit Quarter 2 Report 2012/13 (PDF 0.30MB)
    Item 8 - Management Actions Report (PDF 0.04MB)
    Item 9 - Effectiveness Review of Internal Audit (PDF 0.25MB)
    Item 10 - Annual Report on Personal Data Disclosed by TfL to the Police and Other Law Enforcement Agencies (PDF 0.14MB)
    Item 11 - Risk Management Update (PDF 0.10MB)

    04 October

    Agenda - RTF version (RTF 0.41MB)
    Agenda (PDF 0.03MB)
    Item 3 - Minutes of the meeting of the Audit and Assurance Committee held on 15 June 2012 (PDF 0.04MB)
    Item 4 - Matters Arising and Actions List (PDF 0.05MB)
    Item 5 - Audit and Assurance Committee Work Plan 2012/13 (PDF 0.05MB)
    Item 6 - Annual Audit Letter 2011/12 (PDF 0.18MB)
    Item 7 - External Audit Plan TfL, TTL and Subsidiaries - year Ending 31 March 2013 (PDF 0.41MB)
    Item 8 - External and Internal Audit Protocol (PDF 0.22MB)
    Item 9 - Management Actions Report (PDF 0.04MB)
    Item 10 - Internal Audit Quarter 1 Report 2012/13 (PDF 0.25MB)
    Item 11 - Crossrail Audit Committee (PDF 0.04MB)
    Item 12 - Draft Local Audit Bill (PDF 0.08MB)
    Item 13 - Risk Management Update (PDF 0.10MB)

    15 June

    Agenda - RTF version (RTF 0.43MB)
    Agenda (PDF 0.04MB)
    Item 3 - Minutes of the meeting of the Audit Committee held on 7 March 2012 (PDF 0.03MB)
    Item 4 - Matters Arising and Actions List (PDF 0.04MB)
    Item 5 - KPMG Report to Those Charged with Governance (PDF 0.22MB)
    Item 6 - KPMG Letter on Independence and Objectivity (PDF 1.00MB)
    Item 7 - KPMG Report on Non-audit Fees for Six Months ended 31 March 2012 (PDF 0.78MB)
    Item 8 - Management Actions Report (PDF 0.04MB)
    Item 9 - Internal Audit Quarter 4 Audit Report 2011/12 (PDF 0.27MB)
    Item 10 - Internal Audit Annual Report 2011/12 (PDF 0.15MB)
    Item 11 - KPMG Review of Internal Audit Effectiveness (PDF 0.19MB)
    Item 12 - Crossrail Audit Committee (PDF 0.04MB)
    Item 13 - Review of Governance and the Annual Governance Statement for year Ended 31 March 2012 (PDF 0.11MB)
    Item 14 - TfL Statement of Accounts for the year Ended 31 March 2012 (PDF 1.71MB)
    Item 15 - TfL's Annual Report (PDF 3.26MB)

    07 March

    Agenda - RTF version (RTF 0.10MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of the Meeting held on 28 November 2011 (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Audit Committee Work Plan 2012/13 (PDF 0.05MB)
    Item 5 - Transport Trading Limited Group - Annual Audit Fee 2011/12 (PDF 0.11MB)
    Item 6 - Audit Commission Update (Oral)
    Item 7 - Management Actions Report (PDF 0.04MB)
    Item 8 - Final Internal Audit Reports - Quarter 3 2011/12 (PDF 0.14MB)
    Item 9 - Integrated Assurance Plan 2012/13 (PDF 0.18MB)
    Item 10 - Budgetary Control (PDF 0.05MB)
    Item 11 - Revision to Standing Orders (PDF 1.09MB)
    Item 12 - Data Transparency (PDF 0.07MB)
    Item 13 - TfL's Compliance with the FRC's UK Corporate Governance Code (PDF 0.70MB)
    Item 14 - Independent Reporting Lines (PDF 0.03MB)
    Item 15 - Competition Law - New Guidance (PDF 0.03MB)
    Item 16 - Conduct of Meetings (PDF 0.03MB)

    Members: Keith Williams (Chair), Patrick O'Keeffe (Vice Chair), Charles Belcher, Christopher Garnett, Baroness Grey-Thompson, Bob Oddy, Steve Wright

    28 November

    Agenda - RTF version (RTF 0.08MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of the Meeting held on 28 September 2011 (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.01MB)
    Item 4 - KPMG Report on Non-audit Fees for Six Months Ended 30 September 2011 (PDF 0.16MB)
    Item 5 - Management Actions Report (PDF 0.04MB)
    Item 6 - Final Internal Audit Reports - Quarter 2 2011/12 (PDF 0.14MB)
    Item 7 - Changes in Accounting Standards Impacting on TfL (PDF 0.04MB)

    28 September

    Agenda - RTF version (RTF 0.08MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of the Meeting held on 15 June 2011 (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Annual Audit Letter 2011 (PDF 0.10MB)
    Item 5 - External Audit Plan TfL, TTL and Subsidiaries - year Ending 31 March 2012 (PDF 0.69MB)
    Item 6 - Management Actions Report (PDF 0.04MB)
    Item 7 - Final Internal Audit Reports - Quarter 1 2011/12 (PDF 0.13MB)
    Item 8 - Review of Internal Audit Charter (PDF 0.06MB)
    Item 9 - Audit Commission Update - Outsourcing the Work of Audit Practice (PDF 0.02MB)

    15 June

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of the Meeting held on 2 March 2011 (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - KPMG Letter on Independence and Objectivity (PDF 0.08MB)
    Item 5 - KPMG Report on Non-audit Fees for Six Months Ended 31 March 2011 (PDF 0.10MB)
    Item 6 - Management Actions Report (PDF 0.04MB)
    Item 7 - Final Internal Audit Reports - Quarter 4 2010/11 (PDF 0.19MB)
    Item 8 - Internal Audit Annual Report 2010/11 (PDF 0.28MB)
    Item 9 - Review of Governance and the Annual Governance Statement for year Ended 31 March 2011 (PDF 0.09MB)
    Item 10 - Requests for Information Made to TfL Under the Freedom of Information Act and the Environmental Information Regulations (PDF 0.08MB)
    Item 11 - Department for Communities and Local Government Consultation: Future of Local Public Audit (PDF 0.61MB)
    Item 12 - The Bribery Act 2010 (PDF 0.03MB)
    Item 13 - Assurance for London 2012 Games (PDF 0.04MB)

    02 March

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of the Meeting held on 15 December 2010 (PDF 0.02MB)
    Item 3 - Matters Arising and Actions List (PDF 0.01MB)
    Item 4 - Annual Audit Fee 2011/12 (PDF 0.94MB)
    Item 5 - Final Internal Audit Reports - Quarter 3 2010/11 (PDF 0.16MB)
    Item 6 - Management Actions Report (PDF 0.04MB)
    Item 7 - Quarterly Progress Update: The International Financial Reporting Standards Project (PDF 0.62MB)
    Item 8 - Independent Reporting Lines (PDF 0.02MB)

    15 December

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of 28 September 2010 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.01MB)
    Item 4 - External Audit Plan TfL, TTL and Subsidiaries - year Ending 31 March 2011 (PDF 0.30MB)
    Item 5 - Annual Audit Fee 2010/11 (PDF 0.72MB)
    Item 6 - KPMG Report on Non-audit Fees for Six Months Ended 30 September 2010 (PDF 0.47MB)
    Item 7 - Management Actions Report (PDF 0.04MB)
    Item 8 - Final Internal Audit Reports - Quarter 2 2010/11 (PDF 0.18MB)
    Item 9 - Changes in Accounting Standards Including the Quarterly Progress Update on the IFRS Project (PDF 0.04MB)
    Item 10 - Management of the Conflicts of Interest of the Independent Investment Programme Advisory Group (PDF 0.03MB)

    28 September

    Agenda - RTF version (RTF 0.08MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of 15 June 2010 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Annual Audit Letter 2009-10 (PDF 0.10MB)
    Item 5 - Termination of the Audit Commission (PDF 0.03MB)
    Item 6 - Management Actions Report (PDF 0.03MB)
    Item 7 - Final Internal Audit Reports - Quarter 1 2010/11 (PDF 0.13MB)
    Item 8 - Quarter 1 Productivity and Resources Report (PDF 0.21MB)
    Item 9 - Quarterly Progress Update: The International Financial Reporting Standards Project (PDF 0.03MB)

    15 June

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of 4 March 2010 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.01MB)
    Item 4 - Strategic Risk Management Annual Report 2009/10 (PDF 0.02MB)
    Item 5 - KPMG Letter on Independence and Objectivity (PDF 0.28MB)
    Item 6 - KPMG Report on Non-audit Fees for Six Months Ended 31 March 2010 (PDF 0.31MB)
    Item 7 - Audit Commission Update (PDF 0.02MB)
    Item 8 - Management Actions Report (PDF 0.03MB)
    Item 9 - Final Internal Audit Reports - Quarter 4 2009/10 (PDF 0.15MB)
    Item 10 - Quarter 4 Productivity and Resources Report (PDF 0.15MB)
    Item 11 - Internal Audit Annual Report 2009/10 (PDF 0.23MB)
    Item 12 - Strategic Review of internal Audit (PDF 0.02MB)
    Item 13 - Quaterly Progress Update: The International Financial Reporting Standards Project (PDF 0.06MB)
    Item 14 - Review of Governance and the Annual Governance Statement for year Ended 31 March 2010 (PDF 0.09MB)
    Item 15 - Implementation of the Review of Committees and Panels (PDF 0.04MB)
    Item 16 - Guidance on Members' Interests (PDF 0.09MB)

    04 March

    Agenda - RTF version (RTF 0.08MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of 16 December 2009 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Final Internal Audit Reports - Quarter 3 2009/10 (PDF 0.13MB)
    Item 5 - Quarter 3 Productivity and Resources Report (PDF 0.17MB)
    Item 6 - Management Actions Report (PDF 0.05MB)
    Item 7 - Quarterly Progress Update: The International Financial Reporting Standards Project (PDF 0.03MB)
    Item 8 - Budgetary Control (PDF 0.06MB)
    Item 9 - Members' Interests (PDF 0.07MB)
    Item 10 - Independent Reporting Lines (PDF 0.04MB)
    Item 11 - TfL Anti Fraud and Corruption Policy - Applicability to Supply Chain (PDF 0.04MB)

    16 December

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.04MB)
    Item 2 - Minutes of 29 September 2009 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Comprehensive Area Organisational Assessment Outcome for TfL (PDF 0.19MB)
    Item 5 - External Audit Plan TfL - year Ending 31 March 2010 (PDF 0.21MB)
    Item 6 - External Audit Strategy for TTL and Subsidiaries - year Ending 31 March 2010 (PDF 0.34MB)
    Item 7 - KPMG Report on Non-audit Fees for 6 Months Ended 30 September 2009 (PDF 0.11MB)
    Item 8 - Final Internal Audit Reports - Quarter 2 2009/10 (PDF 0.18MB)
    Item 9 - Quarter 2 Productivity and Resources Report (PDF 0.13MB)
    Item 10 - Management Actions Report (PDF 0.04MB)
    Item 11 - Changes in Legislation and Accounting Standards Impacting on TfL (PDF 0.04MB)
    Item 12 - Draft Information Security Policy (PDF 0.09MB)
    Item 13 - Protecting the Public Purse (PDF 0.04MB)
    Item 14 - Best Practice for Audit Committees in Government Conference (PDF 0.04MB)

    29 September

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.03MB)

    Item 2 - Minutes of 10 June 2009 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Strategic Risk Update (PDF 0.02MB)
    Item 5 - Annual Audit Fee 2009/10 (PDF 0.74MB)
    Item 6 - Annual Audit Letter 2008/09 (PDF 0.15MB)
    Item 7 - Use of Resources 2009 (PDF 0.17MB)
    Item 8 - Internal Audit Statement of Strategic Directions (PDF 0.15MB)
    Item 9 - Management Actions Report (PDF 0.07MB)
    Item 10 - Final Internal Audit Reports - Quarter 1 2009/10 (PDF 0.17MB)
    Item 11 - Quarter 1 Productivity and Resources Report (PDF 0.10MB)
    Item 12 - Annual Review of Audit Policies (PDF 0.14MB)
    Item 13 - DLA Piper Report on the London Development Agency (PDF 0.02MB)
    Item 14 - Annual Report of the Local Government Ombudsman (PDF 0.69MB)
    Item 15 - Protecting the Public Purse (PDF 0.20MB)

    10 June

    Agenda - RTF version (RTF 0.09MB)
    Agenda (PDF 0.04MB)
    Item 2 - Minutes of 3 March 2009 Meeting (PDF 0.02MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Strategic Risk Management Annual Report 2008/09 (PDF 0.04MB)
    Item 5 - KPMG Letter on Independence and Objectivity (PDF 0.24MB)
    Item 6 - KPMG Report on Non-audit Fees for the year Ended 31 March 2009 (PDF 0.85MB)
    Item 7 - Management Actions Report (PDF 0.04MB)
    Item 8 - Final Internal Audit Reports - Q4 2008/09 (PDF 0.16MB)
    Item 9 - Q4 Productivity and Resources Report (PDF 0.10MB)
    Item 10 - Internal Audit Annual Report 2008/09 (PDF 0.13MB)
    Item 11 - Review of Internal Audit: Action Plan (PDF 0.08MB)
    Item 12 - Review of Governance and the Annual Governance Statement for year Ended 31 March 2009 (PDF 0.09MB)
    Item 13 - Icelandic Banking Collapse: Review of Audit Commission's and Treasury Select Committee's Recommendations (PDF 0.05MB)
    Item 14 - Review of Committees and Panels (PDF 0.07MB)
    Item 15 - Implementation of the Review of Committees and Panels (PDF 0.06MB)

    03 March

    Agenda - RTF version (RTF 0.03MB)
    Agenda (PDF 0.03MB)
    Item 2 - Minutes of 28 January 2009 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Strategic Risk Management Progress Report (PDF 0.10MB)
    Item 5 - Audit Commission Update (PDF 0.05MB)
    Item 7 - Management Actions Report (PDF 0.03MB)
    Item 8 - Budgetary Control (PDF 0.09MB)
    Item 9 - Independent Reporting Lines (PDF 0.03MB)

    28 January

    Agenda - RTF version (RTF 0.03MB)
    Agenda (Not available)
    Item 2 - Minutes of 25 November 2008 Meeting (Not available)
    Item 3 - Matters Arising and Actions List (Not available)
    Item 4 - Report on Management Actions (Not available)
    Item 5 - Final Internal Audit Reports - Quarter 3 2008/09 (Not available)
    Item 6 - Productivity and Resources Report - Quarter 3 2008/09 (Not available)

    25 November

    Agenda - RTF version (RTF 0.05MB)
    Agenda (PDF 0.02MB)
    Item 2 - Minutes of 11 June 2008 Meeting (PDF 0.04MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Strategic Risk Management Progress Report (PDF 0.03MB)
    Item 5 - Use of Resources 2007/08 (PDF 0.27MB)
    Item 6 - Data Quality Review - 2007/08 (PDF 0.22MB)
    Item 7 - Annual Audit and Inspection Letter 2008 (PDF 0.25MB)
    Item 8 - Audit Commission Update (PDF 0.02MB)
    Item 9 - KPMG Report on Non-audit Fees for Six Months Ended 30 September 2008 (PDF 0.02MB)
    Item 10 - Transport Trading Limited Audit Plan - year Ending 31 March 2009 (PDF 0.68MB)
    Item 11 - KPMG - Internal Audit/External Audit Protocol (PDF 0.11MB)
    Item 12 - Report on Management Actions (PDF 0.03MB)
    Item 13 - Final Internal Audit Reports - Quarter 1 and Quarter 2 2008/09 (PDF 0.04MB)
    Item 14 - Quarter 1 and Quarter 2 Productivity and Resources Report (PDF 0.04MB)
    Item 15 - Review of Internal Audit: Action Plan (PDF 0.04MB)
    Item 16 - Update on Critical Accounting Policies (PDF 0.04MB)
    Item 17 - Effectiveness Review of the External Auditors (PDF 0.13MB)

    11 June

    Agenda - RTF version (RTF 0.04MB)
    Agenda (PDF 0.04MB)
    Item 2 - Minutes of 12 March 2008 Meeting (PDF 0.03MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4 - Strategic Risk Management Annual Report 2007/08 (PDF 0.02MB)
    Item 5 - Strategic Risk Plan 2008/09 (PDF 0.03MB)
    Item 6 - KPMG Letter on Independence and Objectivity (PDF 0.08MB)
    Item 7 - KPMG Report on Non-audit Fees for the year Ended 31 March 2008 (PDF 0.13MB)
    Item 8 - Report on Management Actions (PDF 0.02MB)
    Item 9 - Final Internal Audit Reports Issued - Fourth Quarter 2007/08 (PDF 0.02MB)
    Item 10 - Productivity and Resources Report - Fourth Quarter 2007/08 (PDF 0.02MB)
    Item 11 - Internal Audit Annual Report 2007/08 (PDF 0.07MB)
    Item 12 - Review of Statement of Accounts (published as part of the TfL Board papers)
    Item 13 - Review of the Governance and the Annual Governance Statement for year Ended 31 March 2008 (PDF 0.09MB)
    Item 14 - Revised TfL Code of Conduct (PDF 0.04MB)

    12 March

    Agenda - RTF version (RTF 0.04MB)
    Agenda (PDF 0.02MB)
    Item 2 - Minutes of 23 January 2008 Meeting (PDF 0.02MB)
    Item 3 - Matters Arising and Actions List (PDF 0.02MB)
    Item 4.1 - Audit and Inspection Plan 2008/09 (PDF 0.11MB)
    Item 4.2 - Annual Audit and Inspection Letter (PDF 0.07MB)
    Item 5 - Update on the Best Value Regime (PDF 0.02MB)
    Item 6 - Strategic Risk Management Progress (PDF 0.02MB)
    Item 7- Revisions to the Code of Governance (PDF 0.03MB)
    Item 8.1 - Report on Management Actions (PDF 0.01MB)
    Item 8.2 - Internal Audit Plan (PDF 0.25MB)

    23 January

    Agenda - RTF version (RTF 0.04MB)
    Agenda (PDF 0.02MB)
    Item 2 - Minutes of 21 November 2007 (PDF 0.01MB)
    Item 3 - Matters Arising and Actions List (PDF 0.01MB)
    Item 4 - Strategic Risk Management Process (PDF 0.02MB)
    Item 5.1 - Final Internal Audit Reports Issued - Third Quarter 2007/08 (PDF 0.02MB)
    Item 5.2 - Quarter 3 Productivity and Resources Report (PDF 0.02MB)
    Item 5.3 - Report on Management Actions (PDF 0.01MB)
    Item 6 - Budgetary Control (PDF 0.04MB)
    Item 7 - Independent Reporting Lines (PDF 0.02MB)
    Item 8 - Revision of Standing Orders (PDF 0.06MB)
    Item 9.1 - Use of Resources Assessment (PDF 0.15MB)
    Item 9.2 - Reliance on the Work of Internal Audit (PDF 0.20MB)
    Item 9.3 - Annual Audit and Inspection Letter 2007 (to follow)